If you or your company are suspected of insider trading, you’ll be closely
Any individual or business under investigation needs aggressive legal counsel at the earliest opportunity.
SEC enforcement actions and federal prosecutions are on the rise, as insider trading by brokerage firms or corporate officers and directors negatively impacts investors’ views of the markets. The SEC takes insider trading very seriously.
Dan Guthrie is adept at analyzing all of the evidence to find the flaws in the government’s evidence and create a powerful defense.
Many insider trading investigations and prosecutions center on the use of “material nonpublic information” by people or businesses that are in a position to use this information to make profits in the stock market. In order to make their case, federal authorities will rely on emails, text messages and other communications.
Like most white collar criminal investigations, these cases are very document-intensive
A larger law firm may be tempted to save a corporation at the expense of an individual employee
Why? Because a corporation may continue to require legal representation for other needs, while a specific individual is less likely to require further representation.
Independence is one of the cornerstones of his practice. His client’s interests, whether the client is a person or a business, will always be at the forefront.