Securities

Securities Law

Representing a wide range of clients including board chairmen, CEOs, CFOs, doctors, lawyers, CPAs, and entrepreneurs, Dan Guthrie has successfully defended individuals nationwide under SEC investigation or facing criminal charges related to misrepresentations, broker misconduct, and allegations of securities fraud. For further information, please see:

• SEC Investigations Defense
• Securities Fraud
• Insider Trading
• Hedge Fund Fraud
• Commodities Fraud